题目内容
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[主观题]
Yuan, CFA, is a portfolio manager works for Golden Finance. Alex Muller is one of Yuan’s c
lients. They have not been in contact for more than three years. Recently, Alex suddenly called Yuan and said that he made a lot of money and wanted to invest in some high-risk and high-yield investment products. Yuan immediately recommended and invested in some private equity funds. As usual, Yuan also prepared the list of these funds, the details of the proceeds, and sent them to Alex monthly. Did Yuan most likely violate the CFA Institute Code of Ethics and Standards of Professional Conduct?
A.Yes, he violated for investing private equity funds.
B.Yes, he violated for the details of proceeds.
C.No.
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